Clients per advisor for Independent firms serving clients in North Carolina

In North Carolina, independent financial advisors tend to serve a higher number of clients per advisor compared to the broader independent firm category. With 290 firms operating in the state, the median client load is 31, exceeding the national median of 25 for independent advisors. This suggests that North Carolina’s independent advisors may be balancing personalized service with a somewhat larger client base, potentially reflecting a mix of advisors who are both established and intentionally maintaining manageable practices. Clients in North Carolina might find advisors who offer a blend of relationship-driven attention without the very low client counts typical of newer or more boutique independent firms.

Independent firms nationally 9,196 firms

Very Low 3-9 per advisor

Low 9-20

Typical 20-35

High 35-65

Very High 65-140

5th 20th 40th 60th 80th 95th

Median: 26

Firm	Client/advisor ratio	Clients	Advisors	Staff
Legacy Resources NC, LLC	Very Low 1	1	1	1
Just Advising	Very Low 1	1	1	1
C2 Financial Planning LLC	Very Low 1	1	1	1
Legs Financial	Very Low 1	1	1	1
Hammond Wealth Partners	Very Low 1	1	1	1
Shammas Financial Planning	Very Low 2	2	1	1
Right Path Financial Planning, L.L.C.	Very Low 2	2	1	1
Bespoke Capital Advisors, Inc.	Very Low 2	2	1	1
Seneca Wealth Advisors, LLC	Very Low 2	2	1	1
Ataraxis Capital, LLC	Very Low 2	2	1	1
Pine Ridge Wealth LLC	Very Low 3	3	1	1
Mike Adams Financial Advisors, Inc.	Very Low 3	3	1	1
Shift to Impact	Very Low 3	3	1	1
Kaine Capital Ventures LLC	Very Low 3	3	1	1
Kelly Investment Management, LLC	Very Low 3	3	1	1
Abound Investments	Very Low 5	5	1	1
Spectrum Wealth Advisors, LLC	Very Low 5	5	1	1
Phoenix Financial Solutions, Inc.	Very Low 5	5	1	1
Queenfin LLC	Very Low 5	5	1	1
Emerald Haven Investments Corp	Very Low 6	6	1	1
Bison Wealth Management, LLC	Very Low 6	6	1	1
Brodie Wealth Management	Very Low 6	6	1	1
95 Impact Capital, Inc.	Very Low 6	6	1	1
Gatehill Financial Consulting, LLC	Very Low 6	6	1	1
West Fork Wealth Management LLC	Very Low 6	6	1	1
Yarborough Asset Management Strategies	Very Low 6	6	1	1
Tayloe Financial Services, LLC	Very Low 7	7	1	1
Prodeo Asset Management, LLP	Very Low 7	7	1	1
Evergreen Wealth Services	Very Low 7	7	1	1
CLW Financial Planning LLC	Very Low 7	7	1	1
Oakley Financial LLC	Very Low 8	8	1	1
Assist FP	Very Low 8	8	1	1
Tammy Goodman Financial, LLC	Very Low 8	8	1	1
Social Impact Investments Inc.	Very Low 8	8	1	1
Springboard Financial Services	Very Low 8	8	1	1
PB Wealth, LLC	Very Low 9	9	1	1
Pilot Investment Services, LLC	Very Low 9	9	1	1
Altruist Wealth Management	Very Low 9	9	1	1
Agile Investments	Very Low 9	9	1	1
J. Pierre Masse	Very Low 9	9	1	1
Limber Capital LLC	Low 10	10	1	1
Ferry Capital Management LLC	Low 10	10	1	1
Clef Financial, LLC	Low 10	10	1	1
Favored Financial Planning	Low 10	10	1	1
Woodgreen Advisory, LLC	Low 10	10	1	1
J W English Investment Management Services LLC	Low 11	11	1	1
1Up Financial Advisors LLC	Low 11	11	1	1
Healthy Love and Money	Low 11	11	1	1
Sparrows Financial	Low 11	11	1	1
J. Brooks & Company, LLC	Low 12	12	1	1
Leamnson Capital Advisory, LLC	Low 12	12	1	1
Llewellyn Financial LLC	Low 12	12	1	1
Pisces Financial Advisors, LLC	Low 12	12	1	1
Grey Private Capital	Low 12	12	1	1
FWJ Planning LLC	Low 12	12	1	1
Capital Solutions Advisors, LLC	Low 12	12	1	1
World Trends Wealth Management, LLC	Low 12	12	1	1
Lake Effect Wealth LLC	Low 12	12	1	1
Veyla Financial	Low 12	12	1	1
Lyons Den Capital	Low 12	12	1	1
Covenant Investment Solutions LLC	Low 12	12	1	1
Dyer Financial Advisory	Low 13	13	1	1
DeVryll Wealth Management	Low 13	13	1	1
Four Points Capital LLC	Low 13	13	1	1
Flourish Financial Life Planning	Low 13	13	1	1
WanderWealth Inc.	Low 13	13	1	1
Chris C Crenshaw Financial Services, LLC	Low 13	13	1	1
Pension Planning Solutions, Inc.	Low 13	13	1	1
Align Financial Planning	Low 14	14	1	1
Maximum Advisory	Low 14	14	1	1
Adtigo Investment Advisors, LLC	Low 14	14	1	2
Mecklenburg Financial Group	Low 14	14	1	1
Newcomb Financial Advisors, LLC	Low 14	14	1	1
Walsh Capital LLC	Low 15	15	1	1
Aureus Capital	Low 15	15	1	1
Financial Prescriptions, LLC	Low 15	15	1	1
Winston Paul Capital Management, Inc.	Low 15	15	1	1
gnrfunds LLC	Low 15	15	1	1
Lattice Financial, LLC	Low 15	15	1	1
Spartan Capital Management, LLC	Low 15	15	1	2
NoDa Wealth Management LLC	Low 16	16	1	1
CreativeVest Inc	Low 16	16	1	1
Button & Button Wealth Management LLC	Low 16	16	1	2
Abundant Advisors, LLC	Low 16	16	1	1
Lionsight Capital, LLC	Low 16	16	1	1
Durant Wealth Mgmt Advisory Services	Low 16	16	1	1
Life Stage Investing, LLC	Low 16	16	1	1
Pharos Capital Management, LLC	Low 16	16	1	1
NC Money Management, Inc.	Low 17	17	1	1
Onyx Wealth Management, LLC	Low 17	17	1	1
Client First Advisors, LLC	Low 17	17	1	1
Harborside Capital	Low 17	17	1	1
Brick Street Equity Management, LLC	Low 17	17	1	1
CH Capital Management	Low 17	17	1	1
Legacy One Wealth Management	Low 18	18	1	1
Valendo Private Asset Management, Inc.	Low 18	18	1	1
Coastal Capital Management, LLC	Low 18	18	1	1
Grass Capital LLC	Low 18	18	1	1
Integrated Financial Coaching and Planning	Low 18	18	1	1
Spectrum Advisers, LLC	Low 19	19	1	1
Red Oak Capital Advisors	Low 19	19	1	1
Fedway Financial LLC	Low 19	19	1	1
Stu Hawver, CFA, MBA, LLC	Low 20	20	1	1
Porter Wealth Management, LLC	Low 20	20	1	1
Stars & Stripes Financial Advisors	Low 20	20	1	1
Dukes Financial Group, LLC	Low 20	20	1	2
Samatva Wealth Management LLC	Typical 21	21	1	1
Stalwart Financial Planning	Typical 21	21	1	1
Neuse River Capital, LLC	Typical 21	21	1	1
Integritas Financial	Typical 21	21	1	1
Canopy Financial Solutions	Typical 21	21	1	1
Eustace Advisors	Typical 22	22	1	1
PieCapital	Typical 22	22	1	2
Skibek Wealth Management	Typical 22	22	1	1
Scd Capital, Inc.	Typical 22	22	1	1
White Wealth Managers, LLC	Typical 22	22	1	1
Fundamental Advisors, Inc.	Typical 23	23	1	1
Alluvial Wealth Management	Typical 23	23	1	1
Asset Investment Solutions, LLC	Typical 23	23	1	1
Oake Financial LLC	Typical 23	23	1	1
Dream Life Wealth Management LLC	Typical 24	24	1	1
First Light Financial	Typical 24	24	1	1
Strategic Wealth Management Solutions, LLC	Typical 24	24	1	1
University Financial Strategies, LLC.	Typical 24	24	1	1
Continuum Financial, LLC	Typical 24	24	1	1
BY Design Financial Planning	Typical 24	24	1	1
Chevron Financial	Typical 24	24	1	1
Preserve Wealth Management	Typical 25	25	1	2
Rook Financial LLC	Typical 25	25	1	1
Pembroke Wealth Management, LLC	Typical 25	25	1	1
Gugle Wealth Advisory	Typical 26	26	1	1
TCS Financial Services, Inc.	Typical 26	26	1	1
3A Financial Group, LLC	Typical 26	26	1	1
Artifex Advisory Group, Inc.	Typical 26	26	1	1
Lazarus Financial Planning	Typical 27	27	1	1
Rooted Planning LLC	Typical 27	27	1	1
Goldfarb Wealth Advisors	Typical 27	27	1	1
Southern Investment Management Collective LLC	Typical 27	27	1	1
Flat Fee Financial LLC	Typical 28	28	1	1
Andy Millard Advisory, LLC	Typical 28	28	1	1
Brecken Capital Advisors, LLC	Typical 28	28	1	1
Glass Lake Wealth Management	Typical 28	28	1	1
Heritage Capital Partners, Inc.	Typical 28	28	1	1
360 Aviation Advisors, LLC	Typical 28	28	1	1
Cedar Valley Capital LLC	Typical 29	29	1	1
Fuller Asset Management, LLC	Typical 29	29	1	1
Innovest Strategies LLC	Typical 29	29	1	1
Whitley Financial, LLC	Typical 29	29	1	1
Colville Wealth Advisory, LLC	Typical 30	30	1	1
Carrington Financial Planning, LLC	Typical 30	30	1	1
Ronald R Geiger LLC	Typical 31	31	1	1
Maze Financial Planning	Typical 31	31	1	1
J Bradin Financial LLC	Typical 31	31	1	1
Zone Investment Management, LLC	Typical 32	32	1	1
Simplified Wealth LLC	Typical 32	32	1	1
Stonebrook Investment, LLC	Typical 32	32	1	1
Highwind Wealth Management	Typical 32	32	1	1
Wrenn House Investments LLC	Typical 33	33	1	1
Nicolette Financial Advisors LLC	Typical 33	33	1	1
Marquise Wealth Management, LLC	Typical 33	33	1	2
133 Legacy	Typical 33	33	1	1
Curated Capital & Planning LLC	Typical 33	33	1	1
JME Wealth Management	Typical 34	34	1	1
Ameritrust Investments of North Carolina, LLC	Typical 35	35	1	1
Reliance Financial Group, Inc.	Typical 35	35	1	1
Coleman Advisory, LLC	Typical 35	35	1	1
LEEP Asset Management, LLC	Typical 35	35	1	1
Thetford Investment Management, Inc.	Typical 35	35	1	2
Sentry Consulting, Inc.	High 36	36	1	1
JM Tax & Financial LLC	High 36	36	1	1
Parabla, LLC	High 36	36	1	1
Balance Investments	High 36	36	1	1
Kopka Financial, LLC	High 36	36	1	1
Unlimited Timing Service Inc	High 37	37	1	1
Brooks Financial of North Carolina, LLC	High 37	37	1	1
Harper Capital Partners	High 37	37	1	1
Olde Towne Financial Management Co.	High 37	37	1	1
Oak Brook Advisors, LLC	High 37	37	1	2
Defining Legacy Advisors	High 38	38	1	1
Fulcrum Wealth Systems, LLC	High 39	39	1	1
Scharl Advisory Services, Inc.	High 39	39	1	1
Crossroads Financial Services Inc	High 40	40	1	1
Sherman Financial	High 40	40	1	1
Signature Resources LLC	High 40	40	1	2
Buoyant Financial	High 40	40	1	1
Camden Financial Management, Inc.	High 40	40	1	1
SCW Wealth Management, LLC	High 41	41	1	1
Open World Financial Life Planning	High 41	41	1	1
Swords Capital Management, LLC	High 41	41	1	1
Kinetic Pathways Company	High 41	41	1	1
Hampel Investment Advisors	High 41	41	1	1
FESTOG Capital, LLC	High 42	42	1	1
Highstreet Financial, LLC	High 42	42	1	2
Kucharo Wealth	High 42	42	1	2
Iseler Financial	High 42	42	1	1
Raleigh Investment Advisors, Inc.	High 42	42	1	2
Freitag Financial Group, LLC	High 42	42	1	1
Cadger Tax and Financial Inc.	High 43	43	1	1
Double Eagle Partners, LLC	High 43	43	1	1
Pragmatic Portfolios, LLC	High 43	43	1	1
Michelangelo Partners, LLC	High 43	43	1	1
Perpetual Wealth Advisors, LLC	High 44	44	1	1
Estep Capital Management	High 44	44	1	1
Oxley Capital Management, LLC	High 45	45	1	2
Leonard Wealth Management, LLC	High 45	45	1	1
Fiducia Wealth Management	High 45	45	1	2
Bulldog Asset Management, Inc.	High 45	45	1	1
Forward Wealth Management, LLC	High 45	45	1	1
Pottle Financial Services, Inc	High 45	45	1	1
Portolan Financial Planning LLC	High 46	46	1	1
Holland Capital Management LLC	High 46	46	1	1
Wood Capital Investments LLC	High 47	47	1	1
Toucan Financial, Inc.	High 47	47	1	1
SCN Capital Management	High 48	48	1	1
Mcgehee Wealth Advisory Group, Inc.	High 48	48	1	2
Encompass Advisors, Ltd.	High 48	48	1	1
Silvis Financial	High 49	49	1	2
Lewis and Associates Capital Advisors, LLC	High 50	50	1	1
Reach Strategic Wealth LLC	High 50	50	1	2
Envision Planning, LLC	High 50	50	1	1
Sovereign Financial Group	High 51	51	1	1
Baker Asset Management, LLC	High 51	51	1	1
Ocean Advisors, LLC	High 51	51	1	1
Blackhawk Financial Advisors	High 52	52	1	1
Avance Private Wealth LLC	High 52	52	1	1
Stryker Financial	High 53	53	1	1
Sherman Wealth Solutions LLC	High 53	53	1	1
Wyatt Financial L.L.C.	High 54	54	1	1
Integritt Wealth Management, LLC	High 54	54	1	2
Piedmont Private Wealth, LLC	High 56	56	1	1
Arlington Wealth Planning, LLC	High 56	56	1	1
1618 Advisors LLC	High 57	57	1	1
Moore Investment Partners, LLC	High 58	58	1	1
Rnb Wealth Management Group	High 58	58	1	1
Cardinal Wealth Partners, LLC	High 59	59	1	1
Lucid Wealth Planning LLC	High 59	59	1	1
CIO Wealth Management, Inc.	High 59	59	1	1
T. Fenn Financial Planning, LLC	High 60	60	1	1
Rushwald, Mark Steven	High 60	60	1	1
Compass Financial Services, Inc.	High 61	61	1	2
Highball Advisors	High 62	62	1	2
Carolina Strategy, LLC	High 63	63	1	1
Fairview Financial LLC	High 64	64	1	1
AFL Advisory Group LLC	High 64	64	1	1
Fulbright Financial Consulting, PA	High 64	64	1	1
Noto Capital	High 65	65	1	1
Unger Financial	High 66	66	1	1
Pollock Planning Associates Inc.	High 66	66	1	1
PJ Scavuzzo, Inc.	High 66	66	1	1
Rollingwave Capital	Very High 67	67	1	1
Dalton Financial LLC	Very High 67	67	1	1
Granville Wealth Management, Inc.	Very High 67	67	1	1
Generations Investment Advisors, LLC	Very High 68	68	1	1
Reh Wealth Advisors LLC	Very High 69	69	1	1
Alliant Capital Management LLC	Very High 70	70	1	1
Hickory Financial Group, LLC	Very High 71	71	1	1
Contrary Investment Advisors	Very High 72	72	1	1
White Oak Wealth Partners	Very High 73	73	1	2
Altimeter Wealth LLC	Very High 74	74	1	1
Peters Financial LLC	Very High 74	74	1	1
Compass Retirement, LLC	Very High 74	74	1	1
Block Wealth Management, Inc	Very High 75	75	1	1
Legado Wealth Management LLC	Very High 75	75	1	1
Granada Wealth Management, LLC	Very High 76	76	1	1
Financial Serenity, LLC	Very High 76	76	1	1
Borland Marker	Very High 78	78	1	2
Northside Group Wealth Management, LLC	Very High 79	79	1	1
Fogel Investment Advisory Group, Inc.	Very High 80	80	1	2
Cornerstone Investment Services, Inc.	Very High 80	80	1	1
Brevity & Associates	Very High 81	81	1	1
Acorn & Oak Wealth Management	Very High 82	82	1	1
Hart Investment Management Inc.	Very High 82	82	1	1
The Hourly Advisor LLC	Very High 83	83	1	1
Aerie Capital Management	Very High 85	85	1	1
Alpha Omega Financial	Very High 86	86	1	2
Bookman Bright, Inc.	Very High 87	87	1	2
Cultivate Financial Planning	Very High 87	87	1	2
Saber Capital Management LLC	Very High 88	88	1	2
Matthews Wealth Management LLC	Very High 88	88	1	2
Flagship Wealth Management Group, LLC	Very High 91	91	1	1
One Providence Capital, LLC	Very High 92	92	1	2
Lanier Asset Management, LLC	Very High 96	96	1	2
Wells Financial Management, LLC	Very High 96	96	1	2
E2I Financial Group, LLC	Very High 96	96	1	1
Wessel Investment Counsel, L.L.C.	Very High 97	97	1	2
Twenty Fifty Capital	Very High 98	98	1	1
Michael S. Carrier & Associates, Inc.	Very High 100	100	1	1
Optimal Planning LLC	Very High 100	100	1	1
Bull Run Investment Management LLC	Very High 101	101	1	1
Elite Financial Group	Very High 101	101	1	1
Royal Palm Investment Advisors, Inc.	Very High 101	101	1	2
Highland Capital Advisors, LLC	Very High 105	105	1	1
Based Capital Wealth LLC	Very High 107	107	1	2
Front Porch Financial Advisory	Very High 114	114	1	1
Slagel Investment Management	Very High 114	114	1	1
Center Peak Financial	Very High 114	114	1	2
Finn Wealth Management LLC	Very High 118	118	1	1
Jones Gregg Financial, LLC	Very High 119	119	1	2
TruNorth Financial LLC	Very High 123	123	1	1
Charmarline Wealth Management	Very High 124	124	1	1
Taelos Financial Partners LLC	Very High 125	125	1	1
Elevation Financial LLC	Very High 125	125	1	1
Other Side Asset Management, LLC	Very High 125	125	1	2
Courter Financial, LLC	Very High 127	127	1	1
Arthurs Wealth Management	Very High 129	129	1	1
Perfetta Capital, LLC	Very High 129	129	1	1
Mann Financial Consulting Services	Very High 132	132	1	1
Veritas Investment Advisory Group LLC	Very High 132	132	1	1
Atticus Capital Advisors LLC	Very High 133	133	1	1
Matty AI Inc.	Very High 135	135	1	2
Domo Capital Management, LLC	Very High 137	137	1	1
Culbreth Wealth Management	Very High 141	141	1	2
Platt Investment Counsel, LLC	Very High 142	142	1	1
Turning Point Financial, Inc.	Very High 150	150	1	2
PARK Wealth Management, LLC	Very High 152	152	1	1
Diversified Investment Services LLC	Very High 157	157	1	1
Olympus Peaks Financial, LLC	Very High 163	163	1	1
Neale Financial, LLC	Very High 165	165	1	1
Vintage Wealth Management Group	Very High 166	166	1	2
Northpoint Financial Planning LLC	Very High 170	170	1	1
Tolley Financial Group, LLC	Very High 170	170	1	1
Integra Wealth	Very High 183	183	1	2
Thoughtful Money LLC	Very High 187	187	1	1
Parco Wealth Management LLC	Very High 191	191	1	2
Cook Financial Designs, Inc.	Very High 195	195	1	1
Marathon Strategic Advisors, LLC	Very High 195	195	1	2
SunRift Capital Partners LLC	Very High 205	205	1	1
Winning Points Advisors, L.L.C.	Very High 208	208	1	2
Coastal Wealth Advisory Services, LLC	Very High 230	230	1	1
Nautilus Financial Group, Inc.	Very High 256	256	1	2
Darda Financial	Very High 257	257	1	1
Kiaros Advisors, LLC	Very High 273	273	1	1
Commoncents Wealth Advisors, LLC	Very High 299	299	1	2
Strategic Planning Corporation	Very High 300	300	1	2
CFG Wealth Management, LLC	Very High 300	300	1	1
Shankland Financial Advisors, LLC	Very High 308	308	1	2
Equinox Financial Advisors, Inc.	Very High 310	310	1	2
Your Capital Financial, LLC	Very High 332	332	1	2
Investment Capital Advisors	Very High 373	373	1	1
Flight Line Financial, LLC	Very High 393	393	1	1
The Pilot's Advisor, LLC	Very High 530	530	1	1
LendingRobot	Very High 609	609	1	2
Toams Financial	Very High 620	620	1	2

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