Harborside Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,207,728
Total clients
17
53% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
17
Average account size
$423,984
About
Harborside Capital provides discretionary portfolio management and related advisory services to individuals (including high-net-worth) and to entities such as LLCs, corporations and trusts, covering securities, commodity interests and digital assets. The firm manages a small number of client accounts and documents client goals and risk tolerance through Investment Policy Statements to guide portfolio construction.
The firm’s investment approach blends medium‑to‑long‑term positions with selective short‑term trading and relies on a mix of charting, fundamental, technical, volatility and cyclical analyses. Harborside executes derivatives, futures and options strategies and trades digital assets within client accounts, and it may enter into performance‑based fee arrangements for clients who meet qualified‑client criteria.
Harborside is registered with the Commodity Futures Trading Commission and is an NFA member acting as a commodity trading adviser, a regulatory affiliation that is uncommon among independent advisers of its size. Coupled with the principal’s multi‑decade trading and risk‑management experience in energy, metals and OTC markets, the firm’s routine use of commodity derivatives and digital‑asset custody arrangements for separately managed accounts and entity mandates is a distinguishing feature.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
Up to 20% on yearly new net profits for qualified clients (SEC Rule 205-3)
Account minimum: $500,000 (may be waived)
Main office location
Harborside Capital
Wilmington NC, United States
Number of offices
1
Most active in
Harborside Capital has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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