Vintage Wealth Management Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$42,100,635
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
166
7% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
166
Very HighAverage account size
$253,618
About
Vintage Wealth Management Group, Inc. provides discretionary investment management and financial planning and consulting to individuals and families, including trusts, estates, charitable organizations, pension plans and 401(k)/profit-sharing plans. The firm serves both individual and high-net-worth clients and delivers ongoing portfolio management tailored to each client’s stated objectives.
The firm’s investment work is individualized and generally long-term in orientation, using Modern Portfolio Theory principles to seek diversified exposure across non‑correlated asset classes and conducting internal portfolio reviews at least quarterly. Vintage may employ tactical tilting, tax positioning and, in limited cases for suitable investors, leveraged ETFs; it typically manages client accounts on a discretionary basis and remains available for periodic client reviews.
Vintage is notable among peers for its formal affiliations outside the RIA: the firm is licensed as a health and life insurance agency and the principal is registered as an Investment Adviser Representative with another advisory firm, indicating potential intersections between advisory, referral and insurance activities. The firm also votes proxies for discretionary accounts, recommends Charles Schwab Institutional as its preferred custodian, and maintains a written code of ethics and personal trading oversight.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Tax-loss harvesting
Occupation focus
Founder/Business Owner
Executive
Fee options
$0 - $1,000,000: 1.25% annually $1,000,000 - $3,000,000: 1.00% annually $3,000,000+: 0.75% annually
$250 per hour
Account minimum: $250,000
Main office location
Vintage Wealth Management Group
129 West Trade Street, Suite 1640
Charlotte NC 28202, United States
Number of offices
1
Most active in
Vintage Wealth Management Group has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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