Based Capital Wealth LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,000,000
Clients
107
53% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
107
HighAverage account size
$401,869
About
Based Capital Wealth LLC provides portfolio management and investment advisory services to individual and high-net-worth clients. The firm manages roughly $43 million for a modest client base and prepares an Investment Policy Statement for each account to guide ongoing monitoring and portfolio construction.
The firm tailors programs to individual goals and may combine model allocations with client-specific recommendations, offering both discretionary and non‑discretionary management. Its methods include fundamental, quantitative, technical and charting analyses, and it primarily recommends equities, fixed income and ETFs (including precious‑metal ETFs) while also employing options, margin and short‑sale strategies when appropriate.
Compared with many peers, the firm is newly established (registered in 2024) and operates with a small advisory team while requiring clients to use a specific custodian (Schwab Institutional) and accepting soft‑dollar research and services from custodial relationships. The firm discloses the principal’s outside analytics and content activities and limits any cryptocurrency exposure to ETF products rather than direct holdings, along with explicit disclosure of use of leveraged and inverse ETF and other higher‑risk instruments.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
Fixed fees collected in advance, refundable on prorated basis based on work completed at termination (specific amounts not stated).
$0 - $500,000: 1.50% $500,001 - $2,000,000: 1.25% $2,000,001+: 1.00%
Main office location
Based Capital Wealth LLC
4819 Emperor Boulevard, Suite 400
Durham NC 27703, United States
Number of offices
1
Most active in
Based Capital Wealth LLC has reported serving >5 clients in these states in the last 12 months.
California · Florida · Louisiana · North Carolina · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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