Innovest Strategies LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,770,455
Total clients
29
24% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$923,119
About
Innovest Strategies LLC provides comprehensive asset management, retirement plan consulting, and financial and tax planning to a mix of clients, including individuals, high-net-worth individuals, trusts, estates, charitable organizations, and pension or profit-sharing plans. The firm offers portfolio management using exchange-traded funds, mutual funds, individual stocks and bonds, and also delivers standalone financial planning and tax-related consulting.
The firm typically conducts one or more meetings to assess a client’s financial situation, goals, and risk tolerance, then proposes and implements an investment plan, reviewing managed accounts at least annually and rebalancing as needed. Its investment process draws on fundamental and technical analysis and employs a range of strategies—from long-term holdings to short-term trading and the use of margin—while maintaining cash in conservative instruments such as money market funds and certificates of deposit.
Notable distinctions include that the firm’s principal maintains active CPA and real estate licenses and offers tax, accounting, and real estate services under separate engagement agreements, and participates in privately held real estate entities that perform bookkeeping and property management functions. The firm also provides retirement plan consulting with ERISA 3(21)/3(38) acknowledgments and reported $0 in regulatory assets under management as of December 31, 2024, a profile that differs from many investment managers.
Client services
Financial planning
Portfolio management
Expertise
General tax planning
Retirement plans for business owners (SEP, solo 401k)
Cash flow / budgeting
Fee options
Fixed fee billing schedule for accounts under $250,000 (exact fee tiers on Page 7 not specified in text).
$0 - $50,000: Fixed fee schedule (specific tiers on Page 7, exact amounts not provided in text) $50,000 - $250,000: Fixed fee schedule (client selects plan tier; minimum AUM $50,000) $250,000+: Tiered AUM fees (see Page 8): $250,000 - $1,000,000: 1.00%; $1,000,000 - $3,000,000: 0.75%; $3,000,000 - $5,000,000: 0.50%; > $5,000,000: 0.25%
Financial planning services up to $500/hour; retirement plan consulting up to $500/hour; setup fees charged hourly not to exceed $500/hour.
Account minimum: $50,000 Fee-only: Financial planning charged hourly up to $500/hour; retirement plan consulting hourly up to $500/hour, plus participant enrollment fees ($125 per participant) and onsite visit fees if applicable.
Main office location
Innovest Strategies LLC
134 Wind Chime Court
Raleigh NC 27615, United States
Number of offices
2
Most active in
Innovest Strategies LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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