Piedmont Private Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$105,000,000
Clients
56
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
56
HighAverage account size
$1,875,000
About
Piedmont Private Wealth LLC is an independent SEC-registered advisory firm that serves individual clients, including high-net-worth individuals, by offering discretionary portfolio management, asset allocation advice, financial planning, and financial consulting. The firm charges asset-based advisory fees and provides tailored recommendations and periodic reviews to align client portfolios with stated objectives.
The firm’s investment process incorporates modern portfolio theory and long-term purchase strategies, implementing diversified allocations across ETFs, mutual funds, municipal bonds, and equities, and at times utilizing model portfolios supplied by unaffiliated managers. Clients typically grant the firm discretionary trading authority, and the adviser may combine household accounts for fee breakpoint determinations while managing cash balances in short-term instruments as part of overall portfolio construction.
Notable features include that the firm is newly registered in 2026 yet manages approximately $105 million for a relatively small client base, producing an above-average assets-per-client profile for a solo adviser. The firm routinely requires clients to custody assets at Charles Schwab and relies on Schwab’s institutional platform and services—an arrangement that provides operational support but also directs execution to a single custodian—and the firm does not vote client proxies.
Client services
Financial planning
Portfolio management
Asset allocation services, advisory consulting
Asset allocation services, advisory consulting
Expertise
Wealth management
Passive / index investing
Fee options
$0 - $1,000,000: 1% $1,000,000 - $3,000,000: 0.75% $3,000,000 - $5,000,000: 0.60% $5,000,000+: 0.50%
Main office location
Piedmont Private Wealth, LLC
Raleigh NC, United States
Number of offices
1
Most active in
Piedmont Private Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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