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Legacy One Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,500,000
Total clients
18
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
18
Average account size
$138,889
About
Legacy One Wealth Management is a solo-registered advisor that works with individuals, high-net-worth individuals, and small businesses, providing discretionary and non-discretionary investment management (branded as Legacy PM and Legacy Guidance) and comprehensive financial planning (branded as Legacy Planning). The firm delivers ongoing portfolio supervision and planning services and provides non-investment advice such as cash flow, tax guidance, insurance review, and estate planning.
The firm begins client relationships with an interview and data-gathering process to document objectives in a Statement of Investment Policy (SIP), encourages clients to incorporate personal values into their SIP, and permits reasonable account restrictions. Investment analysis draws on multiple methods (fundamental, technical, cyclical, and Modern Portfolio Theory) with continuous monitoring, quarterly reports, and at least annual reviews.
A notable distinction is that the firm’s adviser(s) may also be licensed insurance agents who can sell insurance products and receive commissions, a practice the brochure identifies as a potential conflict of interest that will be disclosed and requires client consent. The firm also discloses a principal’s other activities (including IRS tax-preparer registration and occasional event cooking services) and notes that insurance commissions are paid to the adviser rather than the firm, which is uncommon among peers.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Fee options
Fixed financial planning fees ranging from $250 to $2,500 depending on complexity.
$0 - $249,999: 1.75% $250,000 - $500,000: 1.5% $501,000 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.0% $2,000,001 - $5,000,000: 0.75% $5,000,001+: 0.5%
Hourly financial planning fees from $100 to $500 per hour.
Account minimum: $100,000 for Legacy Guidance; $200,000 for Legacy PM (may be waived or reduced at advisor's discretion) Fee-only: Financial planning services available on a negotiable hourly rate basis ranging from $100 to $500 per hour or a fixed fee ranging from $250 to $2,500 depending on complexity.
Main office location
Legacy One Wealth Management
Jamestown NC, United States
Number of offices
1
Most active in
Legacy One Wealth Management has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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