E
Emerald Haven Investments Corp
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,050,000
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$175,000
About
Emerald Haven Investments provides comprehensive financial and retirement planning and discretionary wealth management for individuals (primarily high‑net‑worth), employee benefit plans, trusts, estates, charitable organizations, and small businesses. Services include written financial plans, ongoing portfolio supervision, and advice on held‑away accounts such as employer retirement plans and 529 plans.
The firm emphasizes asset allocation, fundamental analysis, and mutual fund/ETF selection when constructing portfolios, using individual equities, no‑load or load‑waived mutual funds, and ETFs to match clients’ risk tolerances and time horizons. It gathers information through in‑depth interviews and delivers written plans, manages accounts on a discretionary basis, and typically uses Charles Schwab for custody and execution.
Notably, the firm reports a small, concentrated client base and roughly $1.05 million in assets under management while serving institutional clients — including employee benefit plans — a practice that is uncommon among independent advisers of this scale. The brochure also discloses that the firm does not vote proxies for clients, does not participate in wrap fee programs, and places explicit emphasis on estate, business exit, and tax planning as part of its advisory services.
Client services
Financial planning
Portfolio management
Expertise
Business exit / sale strategy
Charitable giving & philanthropy
Long-term care insurance
College savings (529s, UTMA, etc.)
General estate planning guidance
Fee options
$0 - $2,500,000: 1.00% $2,500,001 - $10,000,000: 0.75% $10,000,001+: 0.50%
$200 per hour
Most active in
Emerald Haven Investments Corp has reported serving >5 clients in these states in the last 12 months.
Georgia · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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