Lyons Den Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,200,000
Clients
12
17% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$350,000
About
Lyons Den Capital provides discretionary investment management and financial planning to individual and high-net-worth clients, developing tailored portfolios and ongoing consultation. The firm operates as a single-advisor practice managing a modest asset base and offers insurance recommendations through the principal on an as-needed basis.
The adviser blends fundamental and technical analysis to construct diversified portfolios across domestic and international equities, fixed income, REITs, commodities and other asset classes, typically using exchange-traded funds and occasionally employing options-based hedging. Accounts are monitored on an ongoing basis with at least monthly reviews and are managed in accordance with clients’ written investment guidelines.
A notably uncommon feature for a small, independent adviser is the use of performance-based (incentive) fee arrangements with certain clients, which the firm discloses can create conflicts of interest and states it seeks to address through policies and procedures. The firm also does not take custody of client assets and does not vote client proxies, and it discloses the principal’s limited insurance activity — factors that affect how services and potential conflicts are handled compared with many peers.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$150 per hour
15% of account profits, accrued daily and payable monthly
Most active in
Lyons Den Capital has reported serving >5 clients in these states in the last 12 months.
Florida · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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