LEEP Asset Management, LLC

LEEP Asset Management, LLC is a small independent adviser that provides ongoing portfolio management to individuals and high‑net‑worth individuals, creating an Investment Policy Statement for each client and offering both discretionary and non‑discretionary services. The firm primarily recommends equities but also advises on mutual funds, ETFs, fixed income, real estate funds (including REITs), commodities, non‑U.S. securities and venture capital funds.

LEEP’s investment process combines fundamental, technical and charting analysis and uses long‑term and short‑term trading approaches; it also implements options strategies, including covered and uncovered positions, and documents client risk tolerance and trading authority in the IPS. The firm monitors accounts regularly, provides quarterly custodian reports and monthly statements, and seeks fair allocation of limited‑supply opportunities such as IPOs among clients.

Distinctive features include a firmwide requirement that clients custody with Interactive Brokers and the broker relationships that may provide research or other soft‑dollar benefits, a practice that is less common among similarly sized independent advisers. As a single‑adviser practice with a relatively small client base and no use of third‑party sub‑advisers, LEEP offers access to a broad range of investment types (including venture capital and complex options strategies) that may be atypical for a firm of its size.