PB Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,086,011
Total clients
9
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$120,668
About
PB Wealth serves young professionals, families, and small business owners with a mix of financial planning, portfolio management, and consulting services. Offerings include project-based, hourly, and ongoing annual planning, active portfolio management, and an Empower Program with a la carte sessions.
The firm emphasizes holistic, goal-driven planning—covering goal-setting, cash flow optimization, portfolio structuring, behavioral finance, estate planning, tax-aware strategies, and risk management—and implements investments using U.S. equities, government and corporate bonds, mutual funds, ETFs, and limited options strategies for hedging. Portfolios are held at SEI or Charles Schwab, may follow bespoke or model allocations, and the advisor may employ techniques such as tax-loss harvesting and continuous monitoring for managed accounts.
Distinctive for a solo independent advisor, PB Wealth offers educational seminars and workshops (in-person and virtual) and sponsored group sessions aimed at financial education for cohorts like employees or young professionals, a service relatively uncommon among peers. The firm is newly established and modest in scale—operating with roughly $1.1 million in AUM and a small client base—while drawing on the founder’s institutional experience and professional credentials and maintaining referral arrangements with platforms such as XY Planning Network and Money Pickle.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Financial consulting outside the scope of a personal financial plan
Financial consulting outside the scope of a personal financial plan
Expertise
Tax-loss harvesting
Active portfolio management
Retirement income strategy
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Demographic focus
Young Families
Fee options
$1 - $2m: 0.75% annually $2m - $5m: 0.50% annually $5m+: 0.35% annually
$250 per hour for hourly financial planning (negotiable)
Fee-only: Project-Based Financial Planning: $1,000 to $4,000 (negotiable); Hourly Financial Planning: $250/hour (negotiable); Ongoing Annual Financial Planning: $800 to $4,000 (negotiable); Financial Consulting (Empower Program): $500 to $1,000; A la Carte Empower Sessions: $150 to $300 per session; Educational Seminars: $100 to $200 per person
Main office location
PB Wealth, LLC
15720 Brixham Hill Avenue, Suite 300
Charlotte NC 28277, United States
Number of offices
2
Most active in
PB Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
Instagram
YouTube
Website
973 229 4730
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