Wood Capital Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,800,000
Clients
47
55% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
HighAverage account size
$527,660
About
Wood Capital Investments LLC provides discretionary portfolio management and investment analysis for individuals as well as trusts, estates, corporations and other business entities. The firm discloses it manages approximately $24.8 million across about 47 client accounts and places trades for clients under limited trading authority through qualified custodians.
The firm’s investment process combines quantitative, fundamental, technical (charting) and economic analysis, and it employs both long‑term and short‑term purchases within a strategic asset allocation framework. Those methods include short‑term trading and technical/cyclical reviews that can introduce market‑timing elements alongside model‑driven portfolio adjustments.
Wood Capital’s brochure details use of a broader set of instruments and strategies—alternative investments, structured notes, options, municipal securities and real estate‑related securities—along with discussions of their specific risks, suggesting it implements more complex, institutional‑style products than many similarly sized independent advisers. The firm also emphasizes discretionary management for corporate and other business‑entity accounts, which distinguishes its client and product mix from peers that focus primarily on individual retail portfolios.
Client services
Portfolio management
Selection of other advisers
Educational seminars or workshops
Market timing
Expertise
Factor investing / smart beta
Active portfolio management
Fee options
1.5% annually
Most active in
Wood Capital Investments LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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