Oxley Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
45
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
TypicalAverage account size
$0
About
The firm provides financial planning and investment consulting to individual and high‑net‑worth clients through a single‑advisor practice serving a small client base (about 45 clients). It does not directly manage or custody client assets, reporting $0 in AUM while advising on roughly $25.25 million placed with third‑party managers.
After gathering financial information and documenting goals, the firm delivers written plans (typically within 30 days) and recommends unaffiliated third‑party managers (TPMs) to implement investment strategies, then monitors TPM performance and acts as liaison rather than executing trades or exercising trading discretion. Compensation comes from hourly or fixed planning fees and from referral arrangements with TPMs (for example, CLS Investments, Gradient Investments, and USA Financial Portformulas) rather than from charging its own percentage‑of‑assets or performance‑based fees.
A distinctive aspect of the firm is its affiliation with an insurance practice: the principal is a licensed insurance agent who spends a substantial portion of time selling insurance products and may earn commissions, a relationship the brochure discloses as a potential conflict of interest. Compared with peers, the firm is notable for operating as a small, TPM‑centric advisory practice that emphasizes consulting and manager selection/monitoring over direct portfolio management and asset custody.
Client services
Financial planning
Selection of other advisers
Expertise
Retirement income strategy
Options & derivatives strategies
Fee options
Fixed fee between $1,200 and $1,500 for financial planning services
$0 - $50,000: 1.25% to 2.00% depending on strategy $50,001 - $500,000: 1.25% to 1.85% depending on strategy $500,001 - $1,000,000: 1.25% to 1.80% depending on strategy $1,000,001+: 1.25% to 1.75% depending on strategy
Insurance commissions earned by John Oxley on insurance products
Hourly fee of $200 per hour for financial planning services
Minimum fee: $1,200 to $1,500 for financial planning services Fee-only: Hourly fee of $200 per hour or fixed fee between $1,200 and $1,500 for financial planning
Main office location
Oxley Capital Management, LLC
3305 Bay Shore Road, Unit 11
North Cape May NJ 08204, United States
Number of offices
1
Most active in
Oxley Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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