Abound Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,000,000
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$600,000
About
Abound Investments works with individual clients — including high-net-worth individuals — and with corporate pension and profit-sharing plans. Services include discretionary asset management, financial planning, non‑discretionary advice, insurance planning, and ERISA- and non‑ERISA-related consulting and education for plan sponsors and participants.
The firm typically implements tailored portfolios that emphasize allocations to individual stocks, while using mutual funds and ETFs when clients instruct, and employs proprietary strategies with discretionary authority for managed accounts. Client engagement begins with an initial interview to set objectives and restrictions, followed by ongoing monitoring and regular reviews (monthly for individual investment clients and quarterly oversight of pooled plan offerings).
Notable among peers, the firm provides pension consulting and ongoing plan-sponsor services — including pooled-account monitoring, compliance reviews, and participant education — roles that are relatively uncommon for similarly categorized independent advisers. The firm arranges custody through a recommended broker‑dealer that supports block trading and trading tools, retains the ability to debit advisory fees from client accounts, and leaves proxy voting responsibilities with clients.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement plans for business owners (SEP, solo 401k)
Occupation focus
Founder/Business Owner
Fee options
Flat fees may be charged for pension/profit sharing plans and financial planning; specific amounts not stated.
Certain non-qualified retirement plans or insurance based plans may be paid on a commission basis; clients will be notified in writing before any product purchase.
Non-managed financial advice and financial planning billed on a flat dollar or hourly amount; specific hourly rates not stated.
Fee-only: Fees are generally negotiable; capped at 1% of plan assets for pension/profit sharing plans and capped at 2% of account assets for individual investment advisory clients.
Main office location
Abound Investments
Fuquay Varina NC, United States
Number of offices
1
Most active in
Abound Investments has reported serving >5 clients in these states in the last 12 months.
Florida · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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