Social Impact Investments Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,254,779
Clients
8
13% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$531,847
About
Social Impact Investments Inc. provides ongoing portfolio management to individual and high‑net‑worth clients, preparing a written Investment Policy Statement for each account and offering both discretionary and non‑discretionary management. Services include portfolio construction, asset allocation, security selection, and regular monitoring, and the firm states it does not participate in wrap fee programs.
The firm primarily recommends equities and uses a combination of fundamental and quantitative analysis to implement a long‑term trading approach, often employing model allocations alongside client‑specific recommendations. Clients may impose investment restrictions based on values or beliefs, and accounts are reviewed at least quarterly with custodian‑provided reports.
Compared with many peers, the brochure highlights a notably small client roster and modest assets under management (eight clients and about $4.25 million in discretionary AUM), which shapes its operational practices. The firm also discloses several operational distinctions: it recommends Interactive Brokers as custodian, does not receive soft‑dollar benefits, does not aggregate trades across clients, and permits client‑directed brokerage — features that can influence trade execution, research access, and reporting.
Client services
Portfolio management
Expertise
Active portfolio management
ESG / Sustainable investing
Fee options
2.00% annually
Account minimum: $5,000 (or $3,000 if client is under age 26)
Main office location
Social Impact Investments Inc.
Huntersville NC, United States
Number of offices
1
Most active in
Social Impact Investments Inc. has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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