NoDa Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,069,605
Clients
16
31% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$816,850
About
NoDa Wealth Management provides investment management, comprehensive financial planning, and tax-preparation services to individual clients, including high‑net‑worth individuals. The fee‑only firm offers ongoing wealth management as well as project‑based planning engagements and may recommend third‑party professionals for specialized legal, tax, or insurance work.
The firm’s investment approach is grounded in Modern Portfolio Theory and emphasizes strategic asset allocation across equities, fixed income, mutual funds, ETFs and municipal securities, using a combination of passive and active strategies. Portfolios are managed on a discretionary basis with attention to tax considerations, fund-level exposures, liquidity, and long‑term objectives.
Distinctive features for a small independent adviser include the inclusion of tax return preparation and ongoing tax services as part of wealth management and an explicit offering of business‑planning and employee‑benefits optimization within project work. The firm operates with a small client roster (16 clients and roughly $13 million in assets under management at the time of the brochure), is recently established, and executes client trades on an individual basis rather than aggregating block orders, which can affect execution dynamics compared with larger firms.
Client services
Financial planning
Portfolio management
Tax preparation service
Expertise
General retirement planning
Retirement withdrawal strategies
College savings (529s, UTMA, etc.)
Business ownership considerations
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.80% $1,000,001 - $5,000,000: 0.60% $5,000,001+: 0.45%
Project-Based Financial Planning charged at $300 per hour, negotiable, up to $500 over 6 months in advance
Minimum fee: Minimum fee of $6,000 annually for wealth management services Fee-only: Fee-only firm; no commissions or sales-related compensation
Main office location
NoDa Wealth Management LLC
Charlotte NC, United States
Number of offices
1
Most active in
NoDa Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
X
Instagram
YouTube
Website
980-206-0953
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