Courter Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$18,047,199
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
117
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
117
Average account size
$154,250
About
Courter Financial, LLC provides investment management and comprehensive financial planning to individuals and to institutional clients including trusts, foundations, endowments, and corporations. The firm also offers retirement plan consulting and assists plan sponsors and plan participants with selection and monitoring of employer‑sponsored plan investment options.
The adviser employs tactical asset allocation guided by written investment policy statements and offers both discretionary and non‑discretionary management. For clients who want more active management, the firm runs dedicated sleeves that use momentum/reversion, seasonal tilts, and screened value equity approaches, and it discloses use of options, short sales, margin and other derivatives on a limited basis for higher‑risk mandates.
Notable distinctions in the brochure include the combination of a solo‑advisor practice with pension consulting and institutional relationships, plus the principal’s separate licensure as an insurance agent and receipt of insurance commissions, which is disclosed as a potential conflict of interest. The firm also describes aggregated (blocked) trading for its active portfolios and access to custodial institutional trading and research services as part of its operational model.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Educational seminars or workshops
Fee options
Fixed fees for financial planning vary from $100 to $2,000
$0 - $249,999: 1.75% $250,000 - $499,999: 1.50% $500,000 - $1,999,999: 1.00% $2,000,000+: 0.75%
$150 per hour for financial planning services
Fee-only: Financial planning fees charged hourly ($150/hour), monthly ($20-$500/month), or fixed fee basis ($100 to $2,000)
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Courter Financial, LLC
Manteo NC, United States
Number of offices
2
Forms ADV
Quick links
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