T
Tayloe Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$2,372,103
Total clients
7
14% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$338,872
About
The firm serves individual clients, providing discretionary portfolio management, comprehensive financial planning (including a standalone Social Security retirement review), and basic tax return preparation. It operates as a fee‑only adviser and reported roughly $2.2 million in discretionary assets as of December 31, 2025.
The firm’s investment approach emphasizes fundamental analysis, long‑term holdings in widely held publicly traded securities, and broad asset diversification, with an emphasis on client education. Custody and trade execution are provided through TradePMR, which sends client statements and supports online account access, and financial plans follow a CFP‑aligned seven‑step process.
Compared with most solo independent advisers, the firm’s principal brings prior broker‑dealer experience (including Series 7 and 66 registrations and prior service as a registered representative) and maintains insurance licensures and tax‑preparation credentials. Although the brochure states the firm operates on a fee‑only basis and does not receive commissions, that combination of securities‑registration history, insurance licensing, and in‑house tax/Social Security services is atypical among peers.
Client services
Financial planning
Portfolio management
Fee options
Financial planning fees starting at $300; Social Security retirement planning fees $150 for individuals, $200 for couples/divorced/widowed individuals.
$0+: 0.5% +: 1%
Up to $125 per hour for financial planning services.
Fee-only: Annual investment advisory fee ranges from 0.5% to 1% of assets under management, paid quarterly in advance.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Main office location
Tayloe Financial Services, LLC
416 B Pollock Street
New Bern NC 28560-4947, United States
Number of offices
2
Forms ADV
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