Springboard Financial Services
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$200,000
Total clients
8
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$25,000
About
The firm serves individual and family clients with tailored financial management and financial planning services, delivering ongoing portfolio oversight and one-on-one planning engagements. Services are typically provided through scheduled virtual meetings, with supplemental phone, email, or face-to-face consultations as needed.
The firm’s investment approach is primarily passive, implemented through model portfolios drawn from the custodian’s Model Marketplace as well as firm‑generated and third‑party models, while employing fundamental, technical, cyclical, and charting analysis to inform portfolio alignment. Accounts are managed on a discretionary basis and are custodied at a single recommended provider; the custodian executes trades, provides account statements, and facilitates fee debits authorized by clients.
Noteworthy features include the very small scale of the advisory practice (one advisor, modest AUM and a small client roster) and the firm’s exclusive use of a single recommended custodian and its model platform, which the firm discloses may provide business benefits to the firm. The sole advisor also operates a separate, commonly owned tax‑preparation business that is disclosed as a non‑affiliated offering and that the advisor devotes significant seasonal time to, a detail clients may consider when assessing service availability.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
General estate planning guidance
Demographic focus
Young Professionals
Fee options
Financial Planning Services fee ranges from $1,000 to $5,000, payable prior to delivery of plan, not billed more than $500 in advance over 6 months.
$0 - $500,000: 1.00% $500,000.01 - $1,000,000: 0.75% $1,000,000.01 - $2,000,000: 0.50% $2,000,000.01 - $3,000,000: 0.25% $3,000,000.01+: 0.10%
Main office location
Springboard Financial Services
Black Mountain NC, United States
Number of offices
1
Most active in
Springboard Financial Services has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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