Seneca Wealth Advisors, LLC

Seneca Wealth Advisors provides discretionary portfolio management and written financial planning primarily for individual clients, including high‑net‑worth individuals, and documents client objectives in individualized Investment Policy Statements. The firm reports a very small client base (two clients) and about $1.35 million in discretionary assets under management.

The adviser combines multiple methods of analysis — including fundamental, quantitative, technical, charting, cyclical analysis and modern portfolio theory — and seeks discretionary trading authority to implement asset allocation and security selection. It uses a wide range of instruments and strategies for client portfolios, including mutual funds, ETFs, equities, fixed income, real estate funds, hedge funds, private equity and venture capital, private placements, options, margin, short sales and cryptocurrency.

Compared with peers, the firm discloses atypical affiliations and activities for a solo independent adviser of this size: its ownership group is linked to accounting and investment businesses, and the firm notes it may co‑invest in or recommend private placements or funds in which it or related parties have financial interests, with client approval required. The firm also requires custody through an institutional custodian (Schwab Institutional) and maintains a written code of ethics and fiduciary policies intended to address the conflicts arising from those affiliated business activities.