Iseler Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,458,070
Clients
42
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$153,764
About
Iseler Financial is a small, fee-only independent registered investment adviser that works with individual and small‑business clients, managing roughly $6.46 million across 42 client relationships. Its offerings include ongoing financial planning with discretionary investment management, project‑based planning, one‑off consultations and coaching, and limited personal income tax preparation for straightforward individual returns.
The firm’s investment work typically blends Core+Satellite, Modern Portfolio Theory, and ESG-oriented strategies, using fundamental analysis to develop customized asset allocations and periodic rebalancing. Investment management is provided on a discretionary basis for most managed accounts, with portfolio reviews performed regularly and financial planning reviews recommended at least annually or when client circumstances change.
Distinctive aspects include periodic educational seminars and paid speaking engagements (with occasional pro‑bono presentations) that the firm conducts for groups, a service that is uncommon among similar independent advisers. The firm also recently added limited in‑house tax return preparation for existing clients (performed by the firm principal, who holds CFP® certification) and emphasizes a defined onboarding and planning engagement for each household.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General retirement planning
General estate planning guidance
Occupation focus
Self-Employed
Fee options
Tax Preparation Services: $300 per engagement; Educational Workshops & Speaking Engagements: $1,000-$10,000 per event or $100-$500 per participant
$0 - $99,999: 1.10% annually $100,000 - $499,999: 1.00% annually $500,000 - $999,999: 0.90% annually $1,000,000 - $2,499,999: 0.80% annually $2,500,000 - $4,999,999: 0.70% annually $5,000,000+: 0.60% annually
$400 per hour for Financial Consultation & Coaching
Minimum fee: Start-Up Fee: $3,500 (one-time) for Ongoing Financial Planning with Investment Management; Project-Based Financial Planning: fixed fee of $3,500 Fee-only: Fee-only firm; compensated solely by professional fees from clients; no commissions or referral fees
Main office location
Iseler Financial
Durham NC, United States
Number of offices
1
Most active in
Iseler Financial has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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