E
Estep Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,200,000
Total clients
44
14% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
44
Average account size
$345,455
About
Estep Capital Management is a small, independent advisory firm that serves individual clients and small businesses, managing client portfolios on a discretionary basis. The firm provides tailored investment management using a percentage-of-assets fee model and does not participate in wrap fee programs.
The firm’s investment approach centers on fundamental analysis to estimate intrinsic value and on a buy-and-hold strategy aimed at identifying assets believed to be undervalued by the market. Guidance is tailored to each client’s objectives and risk tolerance, clients may impose investment restrictions, and accounts are reviewed periodically.
A distinctive feature is that the firm’s principal is a licensed real estate broker and the firm is affiliated with a real estate brokerage; the brochure discloses the principal may benefit from recommending real estate transactions and that such benefits will be disclosed in advance. Additionally, the principal’s prior senior corporate management experience and advanced graduate degrees are highlighted in the brochure, which is notable for a single-advisor practice.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Fee options
2% annually
Main office location
Estep Capital Management
New Orleans LA, United States
Number of offices
1
Most active in
Estep Capital Management has reported serving >5 clients in these states in the last 12 months.
Louisiana · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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