PieCapital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$68,950,687
Clients
22
91% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$3,134,122
About
PieCapital provides portfolio management and financial planning services to individual and high‑net‑worth clients. The firm manages roughly $68.95 million for about 22 clients and typically operates under discretionary agreements with an Investment Policy Statement tailored to each client.
The firm’s investment process combines fundamental analysis, modern portfolio theory, and quantitative methods, and it employs long‑term trading alongside options strategies, including covered and uncovered options and spread positions. PieCapital’s investable universe includes mutual funds, ETFs (including precious‑metal ETFs), fixed income and TIPS, REITs, annuities, private placements, venture capital and commodities, with risk tolerances documented in each client’s plan.
Distinctive elements include a single‑advisor structure with concentrated AUM and a fixed financial planning fee range of $5,000 to $50,000. PieCapital requires clients to custody assets at Schwab Institutional (from which it may receive research and other soft‑dollar benefits), does not aggregate trades across client accounts, and offers higher‑risk strategies and access to private placements and venture capital that are less common for firms of this size.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Passive / index investing
Private / alternative investments
Fee options
Between $5,000 and $50,000 for financial planning
$1 - $1,500,000: 1.25% $1,500,001 - $10,000,000: 0.75% $10,000,001 - $20,000,000: 0.65% $20,000,001 - AND UP: 0.50%
Main office location
PieCapital
555 Fayetteville Street Suite #300
Raleigh NC 27601, United States
Number of offices
1
Most active in
PieCapital has reported serving >5 clients in these states in the last 12 months.
Louisiana · North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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