Legado Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$51,030,108
Total clients
75
61% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
75
Average account size
$680,401
About
Legado Wealth Management LLC is a single‑advisor registered investment adviser that provides discretionary portfolio management as well as financial planning and consulting to individual and institutional clients, including other financial professionals. As of December 31, 2025 the firm reports approximately $51 million in discretionary assets across roughly 75 client relationships and accepts both discretionary and nondiscretionary engagements.
The firm follows a primarily long‑term, fundamental‑analysis approach and works with each client to develop an investment policy statement and customized portfolio, while retaining flexibility to rebalance, harvest gains or losses, or use cash as a hedge. Portfolios may include ETFs, alternative investments, or positions managed via sub‑advisers after internal due diligence; accounts are monitored continuously by the principal with formal reviews at least annually and custody/execution is provided through an institutional custodian relationship.
Distinctive features disclosed in the brochure include the principal’s status as a licensed insurance professional—insurance recommendations are implemented separately and may generate customary commissions—and an affiliation with Legado Consulting, a compliance and business consulting firm. The firm also reports a significant non‑U.S. client base and occasional sales of other financial products, characteristics that are less common among solo independent advisers.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Active portfolio management
Private / alternative investments
Fee options
Fixed fee engagements for consulting services negotiated based on expected hours
Up to 2.00% annually, negotiable
Financial planning and consulting services at $250 per hour
Fee-only: Investment consulting and financial planning services offered hourly at $250 per hour, or fixed fee negotiated based on expected hours
Main office location
Legado Wealth Management LLC
405 Lexington Avenue, 9 Th Floor
New York NY 10174, United States
Number of offices
1
Most active in
Legado Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")