Curated Capital & Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$8,495,212
Clients
33
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
TypicalAverage account size
$257,431
About
Curated Capital & Planning LLC is a state-registered independent advisory firm founded in 2021 and run by a single CFP®-certified principal. The firm offers comprehensive, ongoing, and project-based financial planning alongside discretionary investment management for individual and high-net-worth clients, generally aligning ongoing planning with managed accounts that meet its stated $300,000 threshold (which may be waived).
The firm develops individualized investment policies and employs fundamental and cyclical analysis together with Modern Portfolio Theory to guide asset allocation and security selection, exercising limited discretionary authority to implement trades consistent with client-imposed restrictions. Clients receive written or electronic financial plans and periodic account reviews, and the firm typically recommends custodial services via Charles Schwab Advisor Services.
A noteworthy feature is that the principal maintains an active insurance license and prior experience as an insurance agent while the brochure discloses the firm does not accept third‑party compensation and will not sell insurance products to clients, instead offering insurance consultation if needed. The firm’s relatively small scale (about $8.5 million in discretionary AUM across roughly 33 client relationships), its stated policy not to aggregate or block trades, and the combination of fixed-project, hourly, and ongoing planning options distinguish its operational profile from many independent solo advisers.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Retirement withdrawal strategies
Demographic focus
Mid-Career Professionals
Fee options
Comprehensive Financial Plan: $3,000 (negotiable); Project-Based Financial Planning: $500 to $2,500 (negotiable)
$0 - $500,000: 1.00% $500,001 - $1,000,000: 0.80% $1,000,001 - $5,000,000: 0.60% $5,000,001 - $10,000,000: 0.55% $10,000,001+: 0.20%
$250 per hour
Account minimum: $300,000
Main office location
Curated Capital & Planning LLC
116 Lowes Foods Drive, Suite 175
Lewisville NC 27023, United States
Number of offices
1
Most active in
Curated Capital & Planning LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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