Tammy Goodman Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,851,141
Clients
8
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$856,393
About
The firm serves individual clients and provides integrated financial planning, discretionary investment management (investment management is offered only in combination with ongoing integrated planning), and consulting services to businesses and other financial advisors on executive compensation and related workplace benefits. It operates on a fee-only basis and does not accept sales commissions from third parties.
The firm’s investment approach is grounded in Modern Portfolio Theory and generally favors passive, low-turnover strategies (index mutual funds and ETFs) with portfolios constructed to match an individual client’s risk tolerance and time horizon; an Investment Policy Statement is created for each managed account and the firm typically requests discretionary trading authority. Client accounts are reviewed at least quarterly, custody and trade execution are handled through independent custodians, and clients receive custodial statements rather than separate firm-prepared performance reports.
What is distinctive is the principal’s depth of experience in executive compensation and tax credentials (including CFP, EA, and executive compensation certification), which supports the firm’s offering of consulting to employers and other advisors on compensation program design and related financial planning topics — services not commonly offered by firms of this size. The firm also manages roughly $6.85 million in client assets across a very small number of client relationships, reflecting a concentrated, advisory-focused practice that accepts limited-scope and hourly consulting engagements in addition to ongoing planning relationships.
Client services
Financial planning
Portfolio management
Consulting services
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Cash flow / budgeting
Occupation focus
Executive
Fee options
Fixed fees for limited-scope financial guidance ($500-$6,000) and consulting services ($3,000-$30,000)
Hourly consulting fee of $300/hour
Minimum fee: Initial payment of $1,500 plus fixed annual fee ranging from $3,000 to $30,000 per year for integrated financial planning Fee-only: Financial planning fees range from $500 to $30,000 depending on service scope; consulting fees range from $3,000 to $30,000; hourly rate $300/hour
Main office location
Tammy Goodman Financial, LLC
Charlotte NC, United States
Number of offices
1
Most active in
Tammy Goodman Financial, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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