Llewellyn Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$940,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$78,333
About
Llewellyn Financial LLC provides investment advisory and financial planning services to a small roster of individual clients, including some high-net-worth individuals. Services described in the brochure include ongoing financial planning, investment management, one-time project-based tax strategy engagements, and educational offerings such as courses and workshops.
The firm’s stated investment approach is grounded in Modern Portfolio Theory and implemented via a core-and-satellite framework that combines passive, diversified core holdings with targeted satellite positions. For new engagements the firm generally pairs investment management with ongoing planning and offers both year‑round planning access and limited-scope project work for tax and distribution issues.
What distinguishes Llewellyn Financial from many peers is its recent shift toward flat-fee ongoing planning and fixed-fee, tax-focused project engagements (including Roth conversion and distribution sequencing analysis), plus a stated emphasis on educational content for clients. The brochure also notes the firm maintains certain legacy clients on prior standalone investment-management arrangements while new investment-management clients are typically expected to participate in the firm’s ongoing planning program.
Client services
Financial planning
Portfolio management
Expertise
General tax planning
Roth conversion strategy
Retirement income strategy
Income planning
Charitable giving tax strategies
Fee options
Ongoing financial planning annual flat fee ($7,800 - $50,000); Project-based fixed fees ($4,200 - $50,000)
0.35% annually for new clients engaged in ongoing financial planning
Fee-only: Ongoing financial planning flat annual fee ranging from $7,800 to $50,000, billed monthly in advance; Project-based planning fees from $4,200 to $50,000
Main office location
Llewellyn Financial LLC
Charlotte NC, United States
Number of offices
1
Most active in
Llewellyn Financial LLC has reported serving >5 clients in these states in the last 12 months.
Arkansas · North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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