Strategic Planning Corporation
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
300
9% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
300
Very HighAverage account size
$0
About
Strategic Planning Corporation provides advice to individuals (including high-net-worth clients), corporations, pension and profit-sharing plans, and trusts and estates. The firm offers investment advisory services, financial and estate planning, seminars and educational workshops, and assistance in selecting third‑party money managers.
SPC does not manage client portfolios on a discretionary basis; instead it recommends and periodically monitors outside money managers and does not report assets under management. Some of the firm’s investment adviser representatives are also licensed attorneys, insurance agents, or real‑estate brokers, and estate, insurance, or real‑estate services are offered separately with related fees or commissions paid directly to those providers.
Noteworthy features in the brochure include an ongoing program of seminars (titles cited include Financial Strategies for Successful Retirement, Investing With Evidence, and The Long Term Care Workshop) and disclosure that certain advisers may receive commissions or legal fees for non‑advisory services. The firm also discloses a past registration lapse and related fine, and its model of referring to third‑party managers rather than providing in‑house portfolio management differentiates it from many peers.
Client services
Financial planning
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
General retirement planning
Elder care planning
Business succession planning
Fee options
Fixed fees for estate planning services up to $2,500, negotiated case-by-case; project-based advisory service fees up to $1,500
Commissions earned by associated persons from sale of insurance and real estate products, separate and distinct from advisory fees
Hourly consulting services charged at $250 per hour, fees payable upon completion, negotiable in limited cases
Fee-only: Project-based advisory fees up to $1,500; hourly consulting fee $250/hour; fixed fee for estate planning services up to $2,500; seminar/workshop fees up to $99 per couple (often no cost)
Most active in
Strategic Planning Corporation has reported serving >5 clients in these states in the last 12 months.
North Carolina · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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