Hart Investment Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$42,699,997
Total clients
82
10% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
82
Average account size
$520,732
About
Hart Investment Management Inc. provides ongoing portfolio management services and prepares an Investment Policy Statement for each client to document goals, income, tax considerations and risk tolerance. The firm implements portfolios across mutual funds, equities, bonds, ETFs, REITs, government securities and hedging with options.
HIM generally manages accounts on a discretionary basis and uses a mix of charting, fundamental, technical and cyclical analysis to guide investment decisions while documenting client-specific risk tolerances in the IPS. The brochure discloses a long-term trading orientation and the use of margin transactions, which it identifies as carrying material risk.
Compared with many peers, HIM explicitly includes organizational clients—trusts, estates and charitable organizations—among its client types and reports $30,399,997 in discretionary assets and $12,300,000 in non-discretionary assets as of January 2026. The firm states it does not accept performance-based fees, does not take custody of client assets, and manages accounts under written discretionary authority.
Client services
Expertise
Fee options
2.00% annually
Main office location
Hart Investment Management Inc.
Southern Pines NC, United States
Number of offices
1
Most active in
North Carolina · South Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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