F
Four Points Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,486,000
Clients
13
38% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$2,268,154
About
Four Points Capital provides discretionary investment management to individual and high‑net‑worth clients, tailoring portfolios to each client’s objectives, time horizon and risk tolerance. The firm implements strategies using individual securities as well as mutual funds and ETFs, and conducts ongoing portfolio monitoring and quarterly reviews.
The firm’s investment approach is rooted in fundamental analysis to estimate intrinsic value and drive security selection, with client plans that may include long‑term holdings, short‑term trading and option writing. Portfolio construction is customized for each client and may involve concentrated positions and rebalancing or tax‑loss harvesting opportunities when appropriate.
Distinctive features include the firm’s use of borrowing (margin) and derivatives, including options strategies, inside separately managed accounts—an approach that is uncommon among peers. Four Points manages a small number of client relationships with roughly $29.5 million in assets and recommends a custodian for execution and custody while accepting certain research or economic benefits tied to client trading.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
1.00% annually
Account minimum: $1,000,000
Main office location
Four Points Capital LLC
Charlotte NC, United States
Number of offices
1
Most active in
Four Points Capital LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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