Legacy Resources NC, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
1
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
1
Very LowAverage account size
$0
About
The firm serves individuals, their trusts and estates, pension and profit-sharing plans, and businesses by providing comprehensive financial and legacy planning, estate design, family governance, and consulting services. Rather than managing client portfolios in-house, the firm focuses on planning engagements and refers investment implementation to unaffiliated third‑party portfolio managers.
The firm’s investment work is carried out through recommendations and solicitor relationships with outside portfolio managers, who retain responsibility for trading, custody, and portfolio reporting; referral compensation and solicitor relationships are disclosed to clients. Fees for the firm’s advisory work are engagement‑based rather than calculated as a percentage of client assets, and clients retain custody and voting authority over their accounts.
What distinguishes this firm from many peers is the principal’s active involvement across other financial activities: participation in seed‑stage and venture capital fundraising, roles with a broker‑dealer as a registered representative, licensed insurance brokerage and other private placement activities, and interests in real estate and commodity ventures. These outside business activities and any related referral or placement compensation are disclosed in the brochure and addressed through the firm’s Code of Ethics and solicitor disclosure documents.
Client services
Financial planning
Selection of other advisers
Legacy planning
Expertise
General estate planning guidance
Charitable giving & philanthropy
Multi-generational wealth transfer
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Fee options
Mr. Harig receives commissions from the sale of life insurance products and Medicare supplemental insurance.
Fee-only: Financial planning and consulting fees billed at per diem rates of $3,500 locally and $5,000 with overnight travel; fees are negotiable and agreed upon in writing before services begin.
Main office location
Legacy Resources NC, LLC
Lenoir NC, United States
Number of offices
1
Most active in
Legacy Resources NC, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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