Lewis and Associates Capital Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$59,000,000
Total clients
50
34% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
50
Average account size
$1,180,000
About
Lewis and Associates Capital Advisors provides asset management and financial advice to a mix of individual and institutional clients, including high-net-worth individuals, trusts and estates, corporate pension and profit‑sharing plans, charitable organizations, foundations, endowments, corporations, small businesses and churches. The firm also offers pension consulting for employee benefit plans, a subscription research newsletter, periodic educational seminars, and advice on insurance and annuity products through a licensed insurance agent.
The firm works with clients to develop customized portfolios and implements recommendations using a combination of modern portfolio theory alongside fundamental, technical and cyclical analyses, with periodic (quarterly and annual) reviews and rebalancing. It offers both discretionary and non‑discretionary management, typically bills on a percentage‑of‑assets basis, and uses a recommended custodian for trade execution and reporting.
With roughly $59 million in assets under management across about 50 client relationships, the firm operates at a smaller scale than many peers. It is noteworthy for combining traditional individual portfolio management with pension consulting and insurance brokerage—services that are statistically uncommon among independent advisers—and it discloses that insurance recommendations can generate commissions and incentive awards, with firm policies intended to manage those conflicts.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.35% annually $1,000,001 - $1,500,000: 1.15% annually $1,500,001 - $2,000,000: 1.05% annually $2,000,001 - $3,000,000: 0.95% annually $3,000,001+: Negotiable
Insurance products sold by IARs with usual and customary commissions in addition to advisory fees.
Main office location
Lewis and Associates Capital Advisors, LLC
348 Raleigh Street, Suite B
Holly Springs NC 27540, United States
Number of offices
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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