Fogel Investment Advisory Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$53,920,687
Total clients
80
13% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
80
Average account size
$674,009
About
Fogel Investment Advisory Group, Inc. is a small registered advisory firm managing about $53.9 million for roughly 80 clients, serving individuals (including high‑net‑worth clients) and employer‑sponsored retirement plans. The firm provides investment management, retirement income planning, and retirement plan consulting, with participant enrollment, education and financial planning services for plan participants.
The firm constructs portfolios through a collaborative process that reviews long‑term historical allocations (including data back to 1926) and emphasizes diversification across domestic and international equities, fixed income, and a mix of individual stocks, mutual funds and ETFs. Fogel offers both discretionary and non‑discretionary accounts but operates predominantly on a non‑discretionary basis—approximately $42.4 million non‑discretionary versus $11.5 million discretionary—so clients are typically contacted for trade approvals and ongoing decisions.
Notable distinctions include the unusually large share of assets managed non‑discretionarily and the firm’s explicit provision of participant education and seminars as part of retirement‑plan consulting. The brochure also discloses an affiliation as a licensed North Carolina life and health insurance agent and a routine recommendation of Fidelity as custodian, with related technology and operational support through Fidelity’s RIA program.
Client services
Expertise
Fee options
Retirement income plan one-time fee between $500 - $1,000; Retirement plan consulting fees fixed annually, generally $1,000 - $5,000 depending on complexity
$0 - $249,999: 0.75% $250,000 - $499,999: 0.75% $500,000 - $749,999: 0.75% $750,000 - $999,999: 0.75% $1,000,000+: 0.75%
$125 per hour for financial income planning services (no ongoing management)
Fee-only: Hourly fee of $125 per hour for financial income planning clients who do not maintain assets with FIA, Inc.; one-time financial income planning fee between $500 - $1,000 depending on complexity; fixed annual fees for retirement plan consulting generally range from $1,000 - $5,000 depending on complexity and size of project
Main office location
Fogel Investment Advisory Group, Inc.
Fletcher NC, United States
Number of offices
1
Most active in
North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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