Peters Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$7,138,612
Clients
74
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
74
Very HighAverage account size
$96,468
About
Peters Financial LLC serves individual investors, high-net-worth individuals and small-business retirement plans, providing discretionary portfolio management, financial planning and estate-planning facilitation. The firm oversees roughly $7.1 million across about 74 client relationships and charges asset-based advisory fees for ongoing management.
The firm creates an Investment Policy Statement for each client and typically manages accounts on a discretionary, long-term basis using a mix of fundamental, quantitative and technical analysis. It implements trading through a third‑party portfolio management system (Smartleaf) and generally recommends mutual funds and ETFs while also utilizing fixed income, REITs annuities, precious‑metal ETFs and private placements as appropriate; accounts are maintained on an institutional custodian platform chosen by the firm.
Distinctive aspects include affiliations with an accounting practice and a licensed insurance agency, and common ownership of several related businesses (insurance consulting, mortgage origination and financial education), relationships the firm discloses and manages as potential conflicts of interest. The firm also makes estate-plan documents available via a third‑party online service and uses Smartleaf to implement model settings (Smartleaf invoices the adviser directly), an operational arrangement that is less common among solo independent advisers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Annuities
Real estate investing
Fee options
Financial planning fixed fees between $2,500 and $3,000; Estate planning fees range from $300 to $2,200 plus hourly charges for additional hours; Deeds $650 each
$0 - $1,000,000: 1.00% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Insurance products commissions accepted by supervised persons; commissions are not primary source of compensation
$250 per hour for financial planning services
Minimum fee: $30 annual fee for client-managed accounts
Main office location
Peters Financial LLC
Richmond VA, United States
Number of offices
1
Most active in
Peters Financial LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Louisiana · North Carolina · South Carolina · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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