J
JM Tax & Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,479,697
Total clients
36
6% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
36
Average account size
$124,436
About
JM Tax & Financial LLC serves individual and high-net-worth clients with discretionary and non-discretionary portfolio management, financial planning (including a subscription-based comprehensive planning option), and written financial plans. The firm also offers tax preparation, bookkeeping, and payroll services through the same business and may refer advisory clients to those services, though clients are not required to use them.
The firm’s investment approach emphasizes charting (technical) analysis and primarily active management, building diversified portfolios largely from mutual funds while offering passive ETF/index options when clients prefer them; account supervision explicitly incorporates clients’ objectives and tax considerations. JMTF also operates a wrap fee program that bundles trading and custody services into a single arrangement for participating clients.
What distinguishes JMTF from many peers is the combination of advisory and accounting services under one roof and the adviser’s ongoing tax-practice involvement — the owner devotes approximately 15 hours per week to tax and payroll work. The firm’s small, single-advisor structure with a modest client base and integrated tax-advice capability may result in more direct, hands-on service but also concentrates key functions in one practitioner.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Tax strategies for small businesses
Active portfolio management
Occupation focus
Retired
Fee options
$0 - $500,000: 1.00% $500,001+: 0.50%
Upfront fee of $75 plus $75 to $200 per month depending on complexity for Comprehensive Financial Planning; Fixed fee financial planning ranges from $50 to $500
Main office location
JM Tax & Financial LLC
Tega Cay SC, United States
Number of offices
1
Most active in
JM Tax & Financial LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina · South Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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