T
Tolley Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$106,551,064
This total excludes 22 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
170
18% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
170
Very HighAverage account size
$626,771
About
Tolley Financial Group, LLC is a state‑registered investment adviser that manages roughly $122 million in discretionary assets for about 170 clients, primarily individual and high‑net‑worth households. The firm provides investment management, comprehensive financial planning, and advisory services that include guidance on Delaware Statutory Trusts and IRC §1031 exchanges.
The firm builds individualized investment policies based on clients’ objectives, time horizons, risk tolerance and liquidity needs, and implements portfolios using a mix of fundamental and technical analysis alongside passive and active strategies. Tolley Financial generally manages accounts on a discretionary basis, sets asset allocation targets, and permits reasonable client‑imposed restrictions.
Uncommonly for firms of its size, Tolley Financial serves pension and profit‑sharing plan clients and offers retirement‑plan consulting that may include acting in fiduciary capacities, preparing and maintaining investment policy statements, selecting and monitoring plan investment options, coordinating third‑party vendors, and providing participant education. The firm also discloses work with tax‑deferred real estate strategies (DST/1031) and that a firm principal is licensed to sell insurance products, allocating roughly 15% of their time to that activity.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Business sale tax planning
Retirement plans for business owners (SEP, solo 401k)
Retirement income strategy
General estate planning guidance
Debt management
Occupation focus
Founder/Business Owner
Retired
Fee options
Fixed fee for DST and 1031 Planning up to 0.80%, negotiable
$0 - $1,000,000: 1.25% $1,000,000 - $2,500,000: 1.00% $2,500,000 - $5,000,000: 0.75% $5,000,000 - $10,000,000: 0.50% $10,000,001+: 0.25%
Minimum fee: Minimum annual management fee for 401(k) Plan Investment Advisory services is $850 Fee-only: Financial Planning fixed fees range from $1,500 to $4,000, negotiable
Main office location
Tolley Financial Group, LLC
7101 Creedmoor Road, Suite 123
Raleigh NC 27613, United States
Number of offices
1
Most active in
Tolley Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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