World Trends Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,000,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$1,000,000
About
The firm provides investment advisory and financial planning services to individual clients, managing roughly $12 million in client assets for about a dozen households. Services are offered directly by the sole advisor and focus on portfolio management and ongoing financial planning for private clients.
Client relationships are handled on a one-advisor basis with no internal supervisor, allowing the advisor to manage planning and investment decisions personally; the principal has been with the current RIA for over a decade and previously held roles as a registered representative and an investment adviser representative. This history indicates experience in both broker-dealer and advisory settings that informs how the firm works with clients.
The firm’s principal holds a Doctorate in Chiropractic, an educational background that is uncommon among advisors and may shape the advisor’s perspective or client relationships. The brochure discloses a Chapter 13 bankruptcy filed in 2017 and discharged in 2021, and it also states the advisor is not engaged in other business activities nor receives economic benefits from non-clients, distinguishing the firm from the small minority of independents that sell other financial products.
Client services
Portfolio management
Expertise
Wealth management
Main office location
World Trends Wealth Management, LLC
Waxhaw NC, United States
Number of offices
1
Most active in
World Trends Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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