Harper Capital Partners
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$10,830,000
Clients
37
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
37
HighAverage account size
$292,703
About
Harper Capital Partners provides discretionary wealth and portfolio management to high‑net‑worth individuals, families, corporate pension and profit‑sharing plans, trusts, estates and charitable organizations, advising across equities, bonds, mutual funds, ETFs, master limited partnerships, preferred stocks, options and warrants. The firm operates as a solo, fee‑based adviser managing approximately $10.83 million for about 37 client accounts and generally charges fees based on a percentage of assets with a typical account minimum of $25,000.
Investment decisions are driven by an opportunistic approach that combines fundamental and technical analysis to identify out‑of‑favor or discounted securities, and the firm prefers few style or sector restrictions when selecting holdings. Accounts are managed on a discretionary basis and allocations are tailored to individual clients’ risk tolerance, net worth and liquidity needs, with ongoing monitoring and at least quarterly reviews.
Distinctive features include the firm’s ability to negotiate performance‑based fee arrangements with qualified clients under applicable exemptions (e.g., Rule 205‑3), a practice that is uncommon among peers and is governed by procedures intended to mitigate related conflicts. The firm does not accept custody of client assets, does not vote proxies on clients’ behalf, and uses institutional brokerage relationships that provide research, trade execution and back‑office support.
Client services
Portfolio management
Consulting
Expertise
Wealth management
Active portfolio management
Fee options
$0 - $1,000,000: 1.5% $1,000,001 - $5,000,000: 1% $5,000,001+: negotiable
Account minimum: $25,000.00 Fee-only: Investment management fee is sole source of compensation; no commissions or other fees received.
Main office location
Harper Capital Partners
Charlotte NC, United States
Number of offices
1
Most active in
Harper Capital Partners has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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