Continuum Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$49,937,890
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
24
50% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
24
Average account size
$2,080,745
About
Continuum Financial provides ongoing investment supervisory services and ERISA/401(k) consulting to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and corporations. Its services include discretionary portfolio management for publicly traded stocks, bonds, mutual funds, ETFs and REITs, together with retirement‑plan design review and fiduciary monitoring for employer plans.
The firm applies a core‑and‑satellite approach that combines in‑house selection of individual stocks and bonds with select ETFs, using statistical models to set long‑term strategic allocations and tactical sector weightings. Security selection emphasizes fundamental analysis supported by technical and cyclical analysis, with a long‑term trading orientation and an emphasis on buying with a margin of safety.
Continuum Financial’s offering of ERISA consulting and documented fiduciary diligence—performed through structured committee meetings and minutes—is a notable capability that is less common among single‑advisor independent firms. The adviser oversees roughly $49.9 million in client assets, split between discretionary and non‑discretionary accounts, which—given a client base of 24—suggests a concentration of plan or institutional relationships alongside individual clients.
Client services
Portfolio management
Pension consulting
Expertise
Active portfolio management
Passive / index investing
Real estate investing
Fee options
$250,000 - $500,000: 1.00% $500,001 - $1,000,000: 0.85% $1,000,001 - $2,000,000: 0.70% $2,000,001 - $3,000,000: 0.60% Above $3,000,000+: 0.50%
Account minimum: $250,000 Fee-only: Fee only; no commissions or sales charges accepted.
Main office location
Continuum Financial, LLC
Granite Falls NC, United States
Number of offices
1
Most active in
Continuum Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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