Advisor at Babb Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Babb Wealth Advisors LLC
Location
Flagstaff, AZ 86001
Credentials
Series 63, Series 65
Industry experience
6 years
Spencer Head is a financial advisor at Babb Wealth Advisors LLC in Flagstaff, AZ, holding Series 63 and Series 65 licenses with six years of industry experience. Prior to joining Babb Wealth Advisors in 2025, he worked at firms including Avantax Planning Partners, Ameriprise Financial Services, Vanguard Group, and Foresters Financial Services. Babb Wealth Advisors LLC provides financial planning and portfolio management services to individuals, corporations, charitable organizations, and retirement plans. The firm employs a passive, diversified, and factor-based investment approach with discretionary management and tax considerations, offering access to Unified Managed Accounts through Dimensional Fund Advisors.
Based on Babb Wealth Advisors LLC
Based on Babb Wealth Advisors LLC
$0 - $250,000: $2,500 fixed annual fee $250,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.75% $4,000,001 - $5,000,000: 0.65% $5,000,001+: 0.50%
Minimum fee: $2,500 annually for assets $0 - $250,000 Fee-only: Fees are asset-based, no commissions charged by BWA. Fees are negotiable.
19 W. Aspen Avenue
Flagstaff, AZ 86001
Arizona · Texas
Babb Wealth Advisors LLC
2025 - Present (1 year)
Unemployed
2024 - 2025 (1 year)
Avantax Planning Partners
2022 - 2024 (2 years)
Avantax Investment Services, Inc.
2022 - 2024 (2 years)
UNEMPLOYED
2022 - 2022 (1 year)
Ameriprise
2022 - 2022 (1 year)
Ally
2021 - 2022 (1 year)
THE Vanguard Group, Inc.
2020 - 2021 (1 year)
McKay Wealth Management
2019 - 2020 (1 year)
Voya Financial Advisors, Inc.
2019 - 2020 (1 year)
Unemployed
2019 - 2019 (1 year)
Foresters Financial Services
2017 - 2019 (2 years)
Foresters Financial Services Inc
2016 - 2017 (1 year)
Unemployed
2016 - 2016 (1 year)
Dalton State College
2014 - 2016 (2 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63
Flagstaff, AZ
Aspen Trail Wealth Management, LLC
CFP®, ChFC®, Series 63, Series 65
Flagstaff, AZ
Dwyer Financial, LLC
Series 65
Flagstaff, AZ
Dwyer Financial, LLC
CFP®, Series 63, Series 65
Flagstaff, AZ
Heffernan Advisory, Inc.
CFP®, Series 65
Flagstaff, AZ
Babb Wealth Advisors LLC
Series 63, Series 65
Flagstaff, AZ
Heffernan Advisory, Inc.
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