Babb Wealth Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$209,433,327
Total clients
347
23% high-net worth
Total advisors
4
of 8 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
87
Average account size
$603,554
About
Babb Wealth Advisors provides ongoing financial planning and investment management to individuals, high‑net‑worth clients, corporations, charitable organizations, and retirement plans. Services described in the brochure include individualized investment policy statements, discretionary and non‑discretionary portfolio management, Unified Managed Accounts through Dimensional Fund Advisors, and access to client‑based pricing for tax preparation from an affiliated tax firm.
The firm describes a passive, diversified, long‑term, factor‑based investment approach that tilts toward value, small, and profitable companies and uses fundamental analysis and modern portfolio theory to construct portfolios. Babb documents client risk tolerances in written investment policy statements, uses model allocations and tailored plans, and may implement customized tax‑management strategies via third‑party UMA relationships.
The brochure highlights several features that distinguish Babb from many peers: it discloses an affiliation with an accounting/tax‑preparation firm that provides services and shares personnel, and it acts as sponsor and portfolio manager of a wrap‑fee program. The firm also discloses relationships with third‑party advisers and custodians that provide research and other benefits, and notes marketing practices that include testimonials and references to third‑party ratings.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Passive / index investing
Retirement plans for business owners (SEP, solo 401k)
Annuities
General estate planning guidance
Occupation focus
Founder/Business Owner
Fee options
$0 - $250,000: $2,500 fixed annual fee $250,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.75% $4,000,001 - $5,000,000: 0.65% $5,000,001+: 0.50%
Minimum fee: $2,500 annually for assets $0 - $250,000 Fee-only: Fees are asset-based, no commissions charged by BWA. Fees are negotiable.
Main office location
Babb Wealth Advisors LLC
19 W. Aspen Avenue
Flagstaff AZ 86001, United States
Number of offices
2
Most active in
Babb Wealth Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Colorado · Louisiana · Oregon · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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