Advisor at Babb Wealth Advisors LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Babb Wealth Advisors LLC
Location
Flagstaff, AZ 86001
Credentials
CFP®, Series 65
Industry experience
9 years
Kathleen Schroeder is a CFP® with nine years of industry experience, currently serving as a financial advisor at Babb Wealth Advisors LLC since 2018. She previously worked at Broker Dealer Financial Services Co and Desert Equity Lending. In addition to her advisory role, she is a licensed insurance producer with Babb Financial Group, LLC, offering insurance products to clients as part of her business activities. Babb Wealth Advisors LLC provides financial planning and portfolio management services to individuals, corporations, charitable organizations, and retirement plans. The firm employs a passive, diversified, long-term, and factor-based investment approach, often utilizing Unified Managed Accounts through Dimensional Fund Advisors.
Based on Babb Wealth Advisors LLC
Based on Babb Wealth Advisors LLC
$0 - $250,000: $2,500 fixed annual fee $250,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.80% $3,000,001 - $4,000,000: 0.75% $4,000,001 - $5,000,000: 0.65% $5,000,001+: 0.50%
Minimum fee: $2,500 annually for assets $0 - $250,000 Fee-only: Fees are asset-based, no commissions charged by BWA. Fees are negotiable.
19 W. Aspen Avenue
Flagstaff, AZ 86001
Arizona · Texas
Babb Wealth Advisors LLC
2018 - Present (8 years)
Broker Dealer Financial Services Co
2016 - 2018 (2 years)
Desert Equity Lending
2013 - 2019 (6 years)
Babb Financial Group, Llc
2009 - Present (17 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63
Flagstaff, AZ
Aspen Trail Wealth Management, LLC
CFP®, ChFC®, Series 63, Series 65
Flagstaff, AZ
Dwyer Financial, LLC
Series 65
Flagstaff, AZ
Dwyer Financial, LLC
Series 63, Series 65
Flagstaff, AZ
Babb Wealth Advisors LLC
CFP®, Series 63, Series 65
Flagstaff, AZ
Heffernan Advisory, Inc.
CFP®, Series 65
Flagstaff, AZ
Babb Wealth Advisors LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")