Maria Colon
Advisor at CAF Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
CAF Investments LLC
Location
Guaynabo, PR 00969
Credentials
Series 65
Industry experience
< 1 year
About
Maria Colon is a financial advisor at CAF Investments LLC with a Series 65 designation and one year of industry experience. She also works as a Certified Public Accountant, serving as Controller for ProShop USA, Inc. and owning an accounting and tax preparation firm, PartyOf4PR LLC. CAF Investments LLC offers portfolio management, financial planning, and educational seminars to individuals, corporations, trusts, pension plans, and pooled investment clients. The firm uses a combination of fundamental, quantitative, technical, and modern portfolio theory analyses in its investment process and provides both discretionary and non-discretionary management with individualized Investment Policy Statements.
Fee options
Educational course fee of $1,600 one-time or two payments of $900 each; Educational seminars fee ranges from $300 to $2,000 per hour
2.00% annually
Negotiated hourly fee between $100 and $1,000
30.00% performance fee on capital appreciation for qualified clients, in addition to 2.00% AUM fee
Account minimum: $10,000 Minimum fee: One-time non-refundable Setup Fee of $490 at inception of each new client agreement
Location
Avenida Esmeralda #5, Second Floor
Guaynabo, PR 00969
Most active in
Maria C has reported serving >5 clients in these states in the last 12 months.
Puerto Rico
Work history
CAF Investments LLC
2025 - Present (1 year)
ProShop USA, Inc
2024 - Present (2 years)
Partyof4PR LLC
2020 - Present (6 years)
Validic, Inc
2017 - 2023 (6 years)
Cenduit LLC
2013 - 2025 (12 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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