CAF Investments LLC

CAF Investments LLC is a Puerto Rico–organized investment adviser that provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients as well as entities such as corporations, trusts, pension plans and retirement accounts. The firm also delivers educational seminars and courses and offers services on both a discretionary and non‑discretionary basis.

The firm documents client objectives and risk tolerance in an Investment Policy Statement and uses a blend of analytical methods—fundamental, quantitative, technical, charting and modern portfolio theory—to construct portfolios. Strategies can include long‑ and short‑term trading and the use of margin, options and short sales, and accounts are reviewed at least quarterly with custodial reporting provided to clients.

CAF Investments discloses several features that distinguish it from many peers: it accepts performance‑based fees for qualified clients and has historically acted in roles associated with pooled investment vehicles and private funds, with related custody and discretionary authority described in its brochure, and its most recent update notes that it no longer manages a private fund. The firm’s public disclosures also include a settled regulatory action by the Puerto Rico Office of the Commissioner of Financial Institutions related to the provision of investment advice without certain authorizations; that matter resulted in a fine.