WMGNA

With roughly $346 million in assets under management and a three‑advisor team, WMGNA provides financial planning, tax services, and investment management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, and businesses. Clients may engage subscription financial planning and tax services, hourly consulting, fee‑based discretionary management, or non‑fee commissionable brokerage services.

The firm’s investment approach is centered on customized asset allocation and a client‑specific “True Success Plan™” that guides manager selection and portfolio construction; WMGNA frequently delegates day‑to‑day portfolio management to third‑party asset managers and conducts both quantitative and qualitative due diligence through platforms such as Envestnet and SEI. Portfolios may include long‑ and short‑term equity positions, options strategies where appropriate, fixed income, REITs, and alternatives (including hedge funds and private equity) when consistent with client objectives and suitability.

Notable distinctions include that the firm’s representatives are registered representatives of Arkadios Capital and hold insurance licenses, enabling the firm to offer commissionable securities and insurance products alongside fee‑based advisory services; the brochure discloses potential conflicts and describes written conflict‑of‑interest procedures, a Code of Ethics, and client acknowledgement processes. WMGNA also offers a subscription “Tax‑Out Financial Solutions Plan” with consolidated reporting and a client portal, and uses tri‑party agreements to implement fee billing and third‑party manager relationships.