Daniel Friedman
Advisor at WMGNA
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
WMGNA
Location
Farmington, CT 06032
Credentials
Series 63, Series 65
Industry experience
36 years
About
Daniel Friedman is a financial advisor at Wealth Management Group of North America, LLC (WMGNA) with 36 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Triad Advisors, Inc. from 2014 to 2017. Friedman is also involved in insurance sales, offering life, health, long-term care, and disability insurance products. WMGNA serves individuals, families, pension plans, and businesses by providing financial planning, tax services, and both fee-based and commission-based investment management. The firm employs a customized strategic asset allocation process, regularly reviews client portfolios, and combines third-party money management with in-house commissionable offerings and insurance products.
Expertise
Based on WMGNA
Stock option exercise strategy
Equity Recipients (RS/RSU, SOP, ESPP)
Retirement plans for business owners (SEP, solo 401k)
Charitable giving & philanthropy
Fee options
$0 - $1,000,000: 1.0% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.60% annually
Commission-based sales of securities and insurance products through affiliated broker-dealer Arkadios Capital; commissions vary by product
Maximum hourly fee of $325 with a 3-hour minimum for Financial Consulting & Tax services
Financial Planning & Tax subscription service: $1,200 to $12,000 annually, billed monthly or annually
Fee-only: Financial Planning & Tax subscription service: $1,200 to $12,000 annually, billed monthly or annually; Financial Consulting & Tax: hourly up to $325/hour with 3-hour minimum
Location
10 Talcott Notch Road, Suite 103
Farmington, CT 06032
Most active in
Daniel F has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida · Massachusetts
Work history
Triad Advisors, Inc.
2014 - 2017 (3 years)
Wealth Management Group of North America, LLC
1995 - Present (31 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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