Brian Beck
Advisor at WMGNA
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
WMGNA
Location
Farmington, CT 06032
Credentials
Series 63, Series 65
Industry experience
33 years
About
Brian Beck is a financial advisor with WMGNA who holds Series 63 and Series 65 licenses and has 33 years of industry experience. He has worked at Arkadios Capital and OSAIC, and has been with Wealth Management Group of North America, LLC since 1995, where he also serves as CFO and president. In addition to his advisory role, Beck is involved in insurance sales and asset-based lending for clients. Wealth Management Group of North America, LLC serves individuals, families, pension plans, and businesses, providing financial planning, tax services, and both fee-based and commission-based investment management. The firm uses a customized strategic asset allocation process and often employs third-party money managers, combining discretionary and non-discretionary management with commissionable securities and insurance products.
Expertise
Based on WMGNA
Stock option exercise strategy
Equity Recipients (RS/RSU, SOP, ESPP)
Retirement plans for business owners (SEP, solo 401k)
Charitable giving & philanthropy
Fee options
$0 - $1,000,000: 1.0% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.60% annually
Commission-based sales of securities and insurance products through affiliated broker-dealer Arkadios Capital; commissions vary by product
Maximum hourly fee of $325 with a 3-hour minimum for Financial Consulting & Tax services
Financial Planning & Tax subscription service: $1,200 to $12,000 annually, billed monthly or annually
Fee-only: Financial Planning & Tax subscription service: $1,200 to $12,000 annually, billed monthly or annually; Financial Consulting & Tax: hourly up to $325/hour with 3-hour minimum
Location
10 Talcott Notch Road, Suite 103
Farmington, CT 06032
Most active in
Brian B has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida · Georgia · Massachusetts · New Hampshire · New York · North Carolina · South Carolina · Texas
Work history
Arkadios Capital
2024 - Present (2 years)
OSAIC
2024 - 2024 (1 year)
OSAIC
2014 - 2024 (10 years)
Wealth Management Group of North America, LLC
1995 - Present (31 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Series 63
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Farmingbury Financial Services, LLC
Bradford B
Series 65
Glastonbury, CT
Rawlings Wealth Management
Douglas P
Series 63, Series 65
Rocky Hill, CT
Dennis Glynn, CPA
Philip N
CFP®, Series 63
Hartford, CT
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