Legacy Investment Strategies, LLC

Legacy Investment Strategies provides advisory services to individuals (including high‑net‑worth clients), small businesses, trusts, pooled investment vehicles and charitable organizations. The firm offers discretionary asset management, financial planning, and solicitor/referral services to third‑party managers, and its team of eight advisors manages roughly $111 million in client assets.

Portfolios are tailored to documented client goals, time horizons and risk tolerances, with investment selection guided by asset allocation and both fundamental and technical analysis; Legacy may trade on a discretionary basis and performs at least annual account reviews. The firm also refers clients to third‑party managers under separate agreements and documents duties and billing in those arrangements.

Notable features that differ from many peers include that several advisors are dually registered as broker‑dealer representatives and hold insurance licenses, and the brochure discloses that advisors may receive external compensation from brokerage or insurance sales, which the firm addresses through disclosures and internal policies. The firm also discloses an arbitration matter naming a supervised person in 2022 related to a high‑yield corporate bond (the matter was settled in favor of the claimant with no contribution by the supervised person) and an ownership interest in the sponsor of the NSI ETF, and states it conducts independent due diligence to mitigate potential conflicts arising from that ownership.