Advisor at Legacy Investment Strategies, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Legacy Investment Strategies, LLC
Location
Arcadia, CA 91006
Credentials
Series 63, Series 65
Industry experience
39 years
Leonard Smith is a financial advisor at Legacy Investment Strategies, LLC with 39 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial and Crown Capital Securities. Additionally, he is involved with MGM Financial Group, where he provides income tax preparation and accounting services. Legacy Investment Strategies serves individual and high-net-worth clients, as well as small businesses, trusts, estates, pooled vehicles, and charities, offering portfolio management, financial planning, and third-party manager referrals. The firm uses asset allocation and security selection based on fundamental and technical analysis, with regular account reviews and tax-loss harvesting when appropriate.
Based on Legacy Investment Strategies, LLC
Up to $7,500 maximum annual fee for financial planning services, negotiable based on complexity
2.00% annually
$250 per hour for financial planning services
Account minimum: $25,000
440 E Huntington Blvd
Arcadia, CA 91006
California
LPL Financial
2024 - Present (2 years)
Legacy Investment Strategies, LLC
2024 - Present (2 years)
Crown Capital Securities, L.P.
2015 - 2024 (9 years)
Crown Capital Securities, L.P.
1999 - 2024 (25 years)
MGM Financial Group
1986 - Present (40 years)
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Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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