Advisor at Legacy Investment Strategies, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Legacy Investment Strategies, LLC
Location
La Palma, CA 90623
Credentials
Series 63, Series 65
Industry experience
39 years
Keith Gunther is a financial advisor with Legacy Investment Strategies, LLC and holds Series 63 and Series 65 designations. He has 39 years of industry experience, including long tenures at Crown Capital Securities, LP and MGM Financial Group. In addition to his advisory work, he operates a tax preparation business through MGM Financial Group. Legacy Investment Strategies serves individual and high-net-worth clients, as well as small businesses, trusts, estates, pooled vehicles, and charities. The firm offers discretionary portfolio management, financial planning, and referrals to third-party managers, employing asset allocation and security selection based on fundamental and technical analysis.
Based on Legacy Investment Strategies, LLC
Up to $7,500 maximum annual fee for financial planning services, negotiable based on complexity
2.00% annually
$250 per hour for financial planning services
Account minimum: $25,000
6 Centerpointe Dr, Suite 700
La Palma, CA 90623
California
LPL Financial
2024 - Present (2 years)
Legacy Investment Strategies, LLC
2024 - Present (2 years)
Crown Capital Securities, Lp
1999 - 2024 (25 years)
MGM Financial Group
1986 - Present (40 years)
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Insurance agent
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Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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